双重干预及产能约束下的闭环供应链决策研究

doi:10.3969/j.issn.1007-7375.2020.04.004

摘要/Abstract

摘要： 为了研究制造商产能约束下政府的环境税和回收补贴双重干预对制造商和零售商决策的影响，并为政府的干预政策提供建议，构建了由一个制造商和零售商组成的闭环供应链模型，并运用Stakelberg博弈和逆向归纳法对模型进行求解分析。结果发现，当政府向制造商征收的环境税达到特定水平时，能够使制造商充分履行环境责任，但会对制造商和供应链整体经济效益和回收量造成损失，而政府的回收补贴能够弥补这些损失；回收补贴的增加对新产品的生产和销售造成冲击；再制造产能系数的增加会对新产品的生产和销售产生有利影响，对再制品的生产和销售产生不利影响。

关键词: 闭环供应链, 环境税收, 双重干预, 产能约束, Stackelberg博弈

Abstract: In order to study the impact of government's environmental taxation and recycling subsidy on manufacturers' and retailer's decision-making under the constraints of manufacturers' capacity constraints, and provide advice for government intervention policies, a closed-loop supply chain model consisting of a manufacturer and a retailer was constructed. Using the Stakelberg game and the inverse induction method to solve the model, it is found that when the government imposes a certain level of environmental taxation on the manufacturer, the manufacturer can fully fulfill the environmental responsibility, but it will cause losses of economic benefits and recycling quantity of the manufacturer and the supply chain, while the government's recycling subsidies can make up for these losses. In addition, the increase in recycling subsidies will have negative impact on the production and sales of new products. At last, the increase in the remanufacturing capacity factor will have a positive impact on the production and sales of new products, but meanwhile will have an adverse effect on that of remanufactured products.

Key words: closed-loop supply chain, environmental taxation, dual intervention, capacity constraint, Stackelberg game

中图分类号:

F252

肖敏, 张耀. 双重干预及产能约束下的闭环供应链决策研究[J]. 工业工程, 2020, 23(4): 28-35.

XIAO Min, ZHANG Yao. A Research on Closed-loop Supply Chain Decision Mechanism Under Dual Intervention and Capacity Constraints[J]. Industrial Engineering Journal, 2020, 23(4): 28-35.

参考文献

[1] ISLAM M T, HUDA N. Reverse logistics and closed-loop supply chain of waste electrical and electronic equipment (WEEE)/e-waste: a comprehensive literature review[J]. Resources, Conservation and Recycling, 2018, 137(1): 48-75
[2] GU X, IEROMONACHOU P, ZHOU L, et al. Developing pricing strategy to optimise total profits in an electric vehicle battery closed loop supply chain[J]. Journal of Cleaner Production, 2018, 203(3): 376-385
[3] 程发新, 马方星, 邵汉青. 回收补贴下废旧产品质量不确定的闭环供应链定价决策及协调[J]. 软科学, 2018, 32(7): 139-144
CHENG Faxin, MA Fangxing, SHAO Hanqing. Pricing decision and coordination of closed-loop supply chain with uncertain quality of used products under recycling subsidy[J]. Soft Science, 2018, 32(7): 139-144
[4] 李新然, 王奇琦. 政府补贴下考虑销售努力的闭环供应链研究[J]. 科研管理, 2017, 38(8): 51-63
LI Xinran, WANG Qiqi. A research on the closed-loop supply chain with sales effort under the government subsidy[J]. Scientific Research Management, 2017, 38(8): 51-63
[5] 李新然.左宏炜政府双重干预对双销售渠道闭环供应链的影响[J]. 系统工程理论与实践, 2017, 37(10): 2600-2610
LI Xinran, ZUO Hongwei. Impacts of government double intervention on dual-sale-channel closed-loop supply chain[J]. Systems Engineering—Theory & Practice, 2017, 37(10): 2600-2610
[6] TANG Y, ZHANG Q, Li Y, et al. Recycling mechanisms and policy suggestions for spent electric vehicles' power battery—A case of Beijing[J]. Journal of Cleaner Production, 2018, 186(9): 388-406
[7] 李欣, 穆东. 动力电池闭环供应链回收定价与协调机制研究[J]. 软科学, 2018, 32(11): 124-129
LI Xin, MU Dong. Recycling price decision and coordinated mechanism of electrical vehicle battery closed-loop supply chain[J]. Soft Science, 2018, 32(11): 124-129
[8] HEYDARI J, GOVINDAN K, JAFARI A. Reverse and closed loop supply chain coordination by considering government role[J]. Transportation Research Part D: Transport and Environment, 2017, 52(5): 379-398
[9] 王文宾, 邓雯雯. 逆向供应链的政府奖惩机制与税收-补贴机制比较研究[J]. 中国管理科学, 2016, 24(4): 102-110
WANG Wenbin, DENG Wenwen. Comparison between the reward-penalty mechanism with the tax-subsidy mechanism for reverse supply chain[J]. Chinese Journal of Management Science, 2016, 24(4): 102-110
[10] 王玉燕, 申亮. 回收处理基金下闭环供应链的多元化主导模式[J]. 系统工程理论与实践, 2018, 38(10): 2526-2541
WANG Yuyan, SHEN Liang. Diversified dominant modes of closed-loop supply chain under the recycling fund[J]. Systems Engineering—Theory & Practice, 2018, 38(10): 2526-2541
[11] ZHANG L, WANG J, YOU J. Consumer environmental awareness and channel coordination with two substitutable products[J]. European Journal of Operational Research, 2015, 241(1): 63-73
[12] DOMINGUEZ R, PONTE B, CANNELLA S, et al. On the dynamics of closed-loop supply chains with capacity constraints[J]. Computers & Industrial Engineering, 2019, 128(6): 91-103
[13] 舒秘, 聂佳佳. 产能约束对闭环供应链回收渠道选择的影响[J]. 运筹与管理, 2015, 24(4): 52-57
SHU Mi, NIE Jiajia. Effect of capacity constraint on choice of collecting channels in closed-loop supply chain[J]. Operations Research and Management Science, 2015, 24(4): 52-57
[14] WANG J, ZHOU Z, YU M. Pricing models in a sustainable supply chain with capacity constraint[J]. Journal of Cleaner Production, 2019, 129(1): 201-215
[15] GAN S S, PUJAWAN I N, SUPARNO, et al. Pricing decision for new and remanufactured product in a closed-loop supply chain with separate sales-channel[J]. International Journal of Production Economics, 2017, 190(5): 120-132
[16] WANG Z B, WANG Y Y, WANG J C. Optimal distribution channel strategy for new and remanufactured products[J]. Electronic Commerce Research, 2016, 16(2): 269-295
[17] 刘勇, 熊中楷. 新产品分销下再制造产品直销与分销渠道研究[J]. 工业工程与管理, 2011, 16(4): 40-49
LIU Yong, XIONG Zhongkai. Study of direct marketing and distribution marketing channel of remanufactured product under distribution new product[J]. Industrial Engineering and Management, 2011, 16(4): 40-49
[18] 谢家平, 梁玲, 杨光, 等. 互补型闭环供应链的收益共享与成本共担契约协调优化[J]. 中国管理科学, 2018, 26(8): 94-105
XIE Jiaping, LIANG Ling, YANG Guang, et al. Contract coordination and optimization of revenue-sharing and cost-sharing incomplementary closed-loop supply chain[J]. Chinese Journal of Management Science, 2018, 26(8): 94-105
[19] XIANG Zehua, XU Minli. Dynamic cooperation strategies of the closed-loop supply chain involving the Internet service platform[J]. Journal of Cleaner Production, 2019, 310: 32-46